OUR BROKER DEALER
SIMPLICITY MEETS CUSTOMIZATION.
It’s never been easier to help more clients reach their goals.
Osaic is one of the largest networks of independent wealth management firms in the U.S and provides resources, scale, and stability to more than 10,000 financial professionals as of December 31st, 2023. Osaic has headquarters in seven states, and affiliated wealth management professionals in all 50 states. Their mission is to inspire and equip the hero in every financial professional and acknowledge their profound importance in people’s lives. The goal is to help financial professionals reach their fullest potential to best serve their clients and community.
HOW DOES OSAIC SUPPORT US:
We have chosen to partner with Osaic to serve as the broker dealer of our practice for compliance and administrative responsibilities. As one of the largest broker dealers in the U.S, Osaic provides us with access to the solutions, support, and flexibility that we need to make a difference in our clients’ lives. Through our partnership we have access to best-in-class products, platforms, and intuitive money management tools to personally manage clients assets or outsource from a selection of more than a thousand well-known institutional money managers. Osaic is driven by a strong philosophy that independence is key to delivering sound investment guidance. Our association with Osaic empowers us to put your interests first with objective, carefully considered offerings—with no obligation or incentive to recommend any particular investment.
WHAT OUR PARTNERSHIP MEANS TO YOU:
With a history rich in growth and innovation, Osaics’ primary goal is to provide the best technology, resources and services to financial professionals so they can focus on clients. Osaic is home to a diverse, service-driven community of financial advisors who believe that planning for the future should be transformative, not transactional. Osaic’s compliance program includes training and education on current regulations and ensures that advisors meet their disclosure requirements so clients are protected and can make informed investment decisions. While NextGen Wealth Services is an independent firm, Osaic’s community encourages financial professionals to inspire, challenge and empower one another, ensuring that being independent never means being alone.
Diversity:
Osaic believes in the importance of workplace diversity, equity, and inclusion, to leverage each employee's talents and diverse experience. Women currently occupy 50% of the executive leadership positions and make up 33% of Osaic’s field of financial professionals. Osaic is determined to continue growing their workforce diversity.
Support:
Osaic provides back-office support ensuring our business runs smoothly, our technology works seamlessly, and our data is secure so we can spend time doing what’s best for our clients. Osaics "home office", team consisting of over 2,500 members, support advisors by providing operational assistance, training, development, and business management. This level of support reduces the time spent on administrative tasks, allowing us to focus on our clients.
Technology:
With a history rich in growth and innovation, Osaic has always had one primary goal: to provide the best technology, resources, and services to financial professionals so we can focus on clients. Osaic’s team of cybersecurity experts help protect our business and clients. Best in class technology and makes for easier transactions to do what’s best for you.
Supervision:
Osaic assists in navigating the industry’s shifting regulatory landscape with customized training, resources and systems that make it easy to stay compliant. Osaic’s compliance policies and oversight ensure that we meet regulatory requirements established by FINRA and the SEC.